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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-06-20
  • GA RA
    APPROVED
    Since 2023-06-20

Branch Locations

2000 Riveredge Parkway Suite 740, Atlanta, GA 30328 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 06/2023
Wells Fargo Advisors Financial Network, Llc Atlanta GA 06/2023 Present
Previous Registrations
Other Businesses

RAMSEY CAPITAL, LLC; INV. RELATED; ATLANTA,GA; 100% OWNERSHIP; START DATE 07/01/2023; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 40; FINET PRACTICE. 1792 CAPITAL PARTNERS, LLC, INVT RELATED, ATLANTA, GA, 33% OWNERSHIP, START DATE 6/20/2023, 40 HRS PER MONTH, 8 HRS DURING TRADING, FOR FINET PRACTICE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-13
S65 Uniform Investment Adviser Law Examination 1995-02-24
  • S63 Uniform Securities Agent State Law Examination
    1995-03-13
  • S65 Uniform Investment Adviser Law Examination
    1995-02-24
Other Names
  • Patrick Lipscomb Lovell

View on SEC IAPD

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