Best Investors Account Sign in

Sergio X Gonzales

Morgan Stanley

Houston, TX

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-10
  • TX RA
    APPROVED
    Since 2024-06-10

Branch Locations

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Houston TX 09/2005 10/2017
Raymond James Houston TX 10/2017 04/2024
Morgan Stanley Houston TX 06/2024 Present
  • 09/2005 → 10/2017
    Morgan Stanley
    Houston, TX
  • 10/2017 → 04/2024
    Raymond James
    Houston, TX
  • 06/2024 → Present
    Morgan Stanley
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-06
S63 Uniform Securities Agent State Law Examination 2014-02-09
  • S65 Uniform Investment Adviser Law Examination
    2016-02-06
  • S63 Uniform Securities Agent State Law Examination
    2014-02-09
Other Names
  • Sergio Xavier Gonzales

View on SEC IAPD

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor