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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-11
GA RA APPROVED 2015-01-07
MI RA APPROVED 2015-01-05
VA RA APPROVED 2015-01-02
  • TX RA
    APPROVED_RES
    Since 2016-08-11
  • GA RA
    APPROVED
    Since 2015-01-07
  • MI RA
    APPROVED
    Since 2015-01-05
  • VA RA
    APPROVED
    Since 2015-01-02

Branch Locations

125 Town Park Drive Suite 300, Kennesaw, GA 30144 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc Ft Lauderdale FL 09/2014 Present
Kovack Advisors, Inc. Fort Lauderdale FL 01/2015 Present
  • 09/2014 → Present
    Kovack Securities, Inc
    Ft Lauderdale, FL
  • 01/2015 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2008-01-08 → 2014-12-31
    Resource Horizons Investment Advisory, Inc.
    Kennesaw, GA
  • 2007-03-09 → 2007-12-31
    Resource Horizons Group Llc
    Kennesaw, GA
    Marietta, GA
    Cartersville, GA
Other Businesses

1) STRATIGIC PLANNING SERVICE LLC, INVESTMENTS. THIS IS AN INVESTMENT RELATED BUSINESS. APPROXIMATELY 150 HOURS MONTHLY IS SPENT IN COMMISSION OF THIS ACTIVITY AS WELL AS 120 HOURS A MONTH DURING TRADING HOURS. 2) FIXED INSURANCE - 125 TOWNPARK DR. STE. 300 KENNESAW, GA 30144; FIXED INSURANCE SALES; NON INVESTMENT RELATED; SALES; 30% OF TIME SPENT 3) MCF OPERATING LLC - 9301 ALABAMA HIGHWAY 68 EAST, GAYLESVILLE, GA 35973; NON-INVESTMENT RELATED; MANAGING PROPERTY FOR HAY, TIMBER AND WILDLIFE MANAGEMENT; PRESIDENT; 10 HOURS/MONTH OF TIME SPENT; 2 HOURS/MONTH OF TIME SPENT DURING SECURITY TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-16
  • S63 Uniform Securities Agent State Law Examination
    1996-08-16
Designations

View on SEC IAPD

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