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Jean C Gannon

Rockefeller Financial LLC

Los Angeles, CA

Palo Alto, CA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-29
TX RA APPROVED 2026-04-29
  • CA RA
    APPROVED
    Since 2026-04-29
  • TX RA
    APPROVED
    Since 2026-04-29

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

845 Page Mill Road, Floor 2, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palo Alto CA 04/2003 04/2026
Rockefeller Financial Llc Palo Alto CA 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-25
S63 Uniform Securities Agent State Law Examination 1997-09-13
  • S66 Uniform Combined State Law Examination
    2002-02-25
  • S63 Uniform Securities Agent State Law Examination
    1997-09-13
Other Names
  • Jean Chiyin Tung
  • Jean Chi Yin Tung

View on SEC IAPD

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