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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| CA | RA | APPROVED | 2021-04-07 |
Branch Locations
126 E 56Th St Ste 301, New York, NY 10022 • United States
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newbridge Securities Corp | New York | NY | 09/2008 | 02/2019 |
| Benchmark Investments, Inc. | New York | NY | 02/2019 | 05/2023 |
| Benchmark Advisory Services Llc | New York | NY | 10/2019 | 07/2022 |
| Kingswood Capital Partners Llc | New York | NY | 04/2021 | Present |
| Kingswood Wealth Advisors Llc | New York | NY | 04/2021 | Present |
1)EAGLE HOLDING LLC,: 17 BATTERY PLACE, NEW YORK, NY, 10004, SOLE PROPRIETORSHIP,PRESIDENT, AN ENTITY SET UP TO MAKE PERSONAL INVESTMENTS THIS INCLUDES SECURITIES, CASH INSTRUMENTS AND REAL ESTATE, STARTED 9/2003(THIS LLC FROM TIME TO TIME MIGHT BE A MEMBER OR MANAGING MEMBER OF ADDITIONAL LLC'S FOR THE PURPOSE OF INVESTING); 4 HOURS PER MONTH OUTSIDE OF TRADING HOURS. 2) Ganet, LLC (DBA):17 BATTERY PLACE, NY,LLC, OWNER/President, TO PAY BILLS ASSOCIATED WITH THE BRANCH, 4 HOURS PER MONTH OUTSIDE OF TRADING HOURS. 3) PROMENADE CONDOMINIUM ASSOCIATION: NEW YORK/2014-TREASURER (AS OF 1/1/18,APPROVING BILLS FOR PAYMENT, MANAGING THE CASH FLOW OF THE CONDO, 2 HOURS PER MONTH OUTSIDE OF TRADING HOURS. 4) MANHATTAN HARBOR CAPITAL LLC (DBA): DOMESTIC LIMITED LIABILITY COMPANY, 17 BATTERY PLACE, NEW YORK, NEW YORK, CEO,11/2015, MANAGE ALL RELATED ACTIVITIES ASSOCIATED WITH MASTER LEASE FOR NYC OFFICES. Owner of Benchmark Investments. (THIS ENTITY WAS PREVIOUSLY NAMED NOVO CAPITAL ADVISORS). 20 HOURS PER MONTH DURING TRADING HOURS. 5)SAG Marketing, MEMEBER, 17 BATTERY PLACE, NEW YORK, NY; 100% OWNED BY MANHATTAN HARBOR; MARKETING AND RECRUITMENT FOR BENCHMARK INVESTMENTS, INC.; 4 HOURS PER MONTH DURING TRADING HOURS. 6) Kingswood US - Yes, investment related - 17 Battery Place STE 625 NY, NY 10004 - Holding company for broker dealer and RIAs - President - 10hrs/mo - 2hrs/mo during trading hrs - expansion and management 7) redcoat Ventures, not investment related, CEO/MP, 1111 Brickell Ave , Miami Beach 33131 suite 182, Holding company that holds the interest ownership in Kingswood US, 160 hours per week, all during trading, no comp. Start date June 2025 8) Kingswood Global Sponsor II, LLC: - Investment Related - Tower 56 126 E. 56th Street, Suite 22R, New York NY 10022 - Manager of entity to formed make strategic investments - 10/13/25 - 5hrs/mo 9) Kingswood Global Acquisition Corp II - - Investment Related - Tower 56 126 E. 56th Street, Suite 22R, New York NY 10022 - Member of entity to formed make strategic investments - 10/13/25 - 5hrs/mo
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-05 |
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