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Peter Behr Kupferberg

Corient

Chicago, IL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-01-03
TX RA APPROVED_RES 2023-01-03
  • IL RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED_RES
    Since 2023-01-03

Branch Locations

10 South Wacker Drive, Suite 3100, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Gofen And Glossberg, L.L.C. Chicago IL 05/1997 03/2023
Corient Chicago IL 12/2022 Present
Corient Services Llc Miami FL 07/2023 Present
Cipw Service Company, Llc Toronto 01/2022 07/2023
  • 05/1997 → 03/2023
    Gofen And Glossberg, L.L.C.
    Chicago, IL
  • 12/2022 → Present
    Corient
    Chicago, IL
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
  • 01/2022 → 07/2023
    Cipw Service Company, Llc
    Toronto
Previous Registrations
  • 1997-05-05 → 2023-03-31
    Gofen And Glossberg, L.L.C.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-12
  • S65 Uniform Investment Adviser Law Examination
    1994-12-12
Other Names
  • None

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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