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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-10-26 |
| VA | RA | APPROVED | 2023-10-24 |
| OH | RA | APPROVED | 2023-10-23 |
| TX | RA | APPROVED_RES | 2023-10-20 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 12/1994 | Present |
| #Ia Merrill Lynch, Pierce, Fenner & Smit | Vienna | VA | 12/1994 | Present |
| Bank Of America, Na | Washington | DC | 12/2009 | 10/2023 |
| Ubs Financial Services Inc | Washington | DC | 10/2023 | Present |
1) Name of Business: Casey Trees./ Address: 3030 12th Street, NW Washington, DC Washington, DC United States 20017./ Investment Related: No./ Nature: Advocate for trees in the city./ Role: Member of Board of directors./ Duty: Attend investment committee meetings./ Start Date: 3/4/2024./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-03-14 |
| S65 | Uniform Investment Adviser Law Examination | 1995-03-06 |
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