Stephen Paul Wilkie

Current Employers

Hazard & Siegel Advisory Services Llc

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-12

NY RA
APPROVED

Since 2021-07-12

Branch Locations

Dewitt, NY • United States

5793 Widewaters Parkway Suite 200, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hazard & Siegel Inc	Dewitt	NY	08/2011	Present
Hazard & Siegel Advisory Services Llc	Dewitt	NY	08/2011	Present

08/2011 → Present

Hazard & Siegel Inc

Dewitt, NY
08/2011 → Present

Hazard & Siegel Advisory Services Llc

Dewitt, NY

Other Businesses

1)P&C RESIDENTIAL & COMMERCIAL, NON INVESTMENT-RELATED, PROPERTY AND CASUALTY AGENCY, AGENT NON BINDING, STARTED 1993, 40 HRS PER MONTH INCLUDING DURING TRADING HOURS,SALE AND SERVICE OF INSURANCE PRODUCTS; 2) AFFORDABLE BENEFITS CONCEPTS INC, NON INVESTMENT-RELATED, 7785 HENRY CLAY BLVD LIVERPOOL NY 13090,INSURANCE BENEFIT BROKERAGE, BROKER, STARTED 1997,150 HOURS PER MONTH INCLUDING DURING TRADING HOURS, SALE AND SERVICE OF HEALTH, DISABILITY BENEFITS; 3)SOLICITOR FOR HAZARD & SIEGEL ADVISORY SERVICES LLC , REFER CLIENT ACCOUNTS TO MONEY MANAGER REGISTERED INVESTMENT ADVISORS,2-20HRS PER MONTH; 4) STEPHEN P WILKIE AGENCY, 7785 HENRY CLAY BLVD, NON-INVESTMENT RELATED, OWNER/BROKER, ~100 HOURS PER MONTH ALL OVERLAPPING WITH TRADING HOURS,07/01/15, SALES AND SERVICES OF P&C

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-01-25

S63 Uniform Securities Agent State Law Examination

1995-01-25