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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
Branch Locations
International Falls, MN • United States
5 North River Street, Cook, MN 55723 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | St Louis Park | MN | 04/2019 | 11/2019 |
| Koochiching County Sheriff's Office | International Falls | MN | 04/1998 | 05/2019 |
| Pruco Securities, Llc. | St Louis Park | MN | 02/2020 | 11/2024 |
| Delta/Dgs | International Falls | MN | 04/2019 | 11/2024 |
| Prudential Insurance Company Of America | St. Louis Park | MN | 03/2020 | Present |
| Lpl Enterprise, Llc | Cook | MN | 11/2024 | Present |
1) 08/30/2024 - Unifi - Check in customers who are flying, loading and unloading luggage from the plane - Outside/W-2 Employment - Non Inv Related - At Cook, MN - Start Date 04/22/2019 - 72hrs/mth - 36hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-29 |
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