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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-03-13
  • NH RA
    APPROVED
    Since 2025-03-13

Branch Locations

346 Commercial Street, Boston, MA 02109 • United States

Portsmouth, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Boston MA 04/2012 Present
Flagship Harbor Advisors, Llc Boston MA 04/2012 Present
Previous Registrations
  • 2008-08-27 → 2012-04-17
    St Louis, MO
    Winchester, MA
Other Businesses

(1) 04/23/2012: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - 50% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in April, 2012. I expect to spend approximately 50% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 10/03/2012: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Offering clients and prospects fixed insurance and fixed annuities (3) 08/13/2013: Flagship Harbor Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 11/04/2013: No Business Name - TV - Not Investment Related - At Reported Business Location(s) - 1% Time Spent - I may be appearing on a reality tv show. This show is not related to the financial industry. It has to do with the sports world and more specifically sports betting for entertainment purposes. The show is call "Money Talks"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
  • S66 Uniform Combined State Law Examination
    2008-08-14
Other Names
  • Lee Pappas

View on SEC IAPD

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