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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-03-13 |
Branch Locations
346 Commercial Street, Boston, MA 02109 • United States
Portsmouth, NH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Boston | MA | 04/2012 | Present |
| Flagship Harbor Advisors, Llc | Boston | MA | 04/2012 | Present |
(1) 04/23/2012: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - 50% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in April, 2012. I expect to spend approximately 50% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 10/03/2012: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Offering clients and prospects fixed insurance and fixed annuities (3) 08/13/2013: Flagship Harbor Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 11/04/2013: No Business Name - TV - Not Investment Related - At Reported Business Location(s) - 1% Time Spent - I may be appearing on a reality tv show. This show is not related to the financial industry. It has to do with the sports world and more specifically sports betting for entertainment purposes. The show is call "Money Talks"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-14 |
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