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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-03 |
| AZ | RA | APPROVED | 2022-09-26 |
| TX | RA | APPROVED | 2022-09-16 |
Branch Locations
16155 North 83Rd Ave. Ste 205, Peoria, AZ 85382 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Peoria | AZ | 08/2010 | 09/2022 |
| City National Bank | Peoria | AZ | 08/2017 | 09/2022 |
| Robert W. Baird And Co. Incorporated | Peoria | AZ | 09/2022 | Present |
(1) BAIRCAR LLC (MEMEBER) REAL ESTATE COMPANY WITH MY FATHER IN LAW WE OWN PROPERTY TOGETHER. (2) PEOPLE OF FAITH FDN SUN CITY, AZ SUPPORT RESIDENTS OF ROYAL OAKS LIFECARE COMMUNITY. START 3/08-3/12. ON BOARD OF DIRECTORS. DISCUSS AND VOTE ON MATTERS AFFECTING THE OPERATIONS OF THE FDN. (3) PEORIA NORTH ROTARY CLUB PEORIA, AZ START 9/08 AND NO END DATE. ON BOARD OF DIRECTORS. BOARD APPROVES ALL SPENDING DECISIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-31 |
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