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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-11-07
  • MI RA
    APPROVED
    Since 2022-11-07

Branch Locations

1785 W Stadium Blvd. Ste. 204, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel Fisher & Company Financial Services, Inc. Ann Arbor MI 02/2004 12/2019
Darmos Photo & Design Ypsilanti MI 07/2006 Present
Money Source Financial Services, Inc. Ann Arbor MI 02/2003 Present
Emu - Eastern Michigan University Ypsilanti MI 07/2008 Present
Money Source Financial Services Ann Arbor MI 08/2010 Present
Woodbury Financial Services Inc Ann Arbor MI 12/2019 11/2022
Cambridge Investment Research, Inc. Fairfield IA 11/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2022 Present
  • 02/2004 → 12/2019
    Ann Arbor, MI
  • 07/2006 → Present
    Darmos Photo & Design
    Ypsilanti, MI
  • 02/2003 → Present
    Money Source Financial Services, Inc.
    Ann Arbor, MI
  • 07/2008 → Present
    Emu - Eastern Michigan University
    Ypsilanti, MI
  • 08/2010 → Present
    Money Source Financial Services
    Ann Arbor, MI
  • 12/2019 → 11/2022
    Woodbury Financial Services Inc
    Ann Arbor, MI
  • 11/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2022 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) MSFS, 1310 South Main St, Suite 10, Ann Arbor MI 48104, 10/2022, Insurance Agent, NIR, 5 HR/MO - 5 HR/MO Trading. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 10/2022, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 3) DART BANK, 1785 West Stadium Blvd, Suite 204, ANN ARBOR MI 48103, United States, 10/31/2022, Registered Rep, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO, 160 HR/MO Trading 4) BROOKSIDE GOLF COURSE, 6451 Ann Arbor - Saline Rd, Saline MI 48176, United States, 09/01/2023, W2 Employee, Sport/Fitness/Gaming, NIR, 16 HR/MO - 0 HR/MO TRADING 5) MI IGNITE FASTPITCH, Ypsilanti MI 48197, 09/2024, Coach, Sport/Fitness/Gaming, NIR, 20 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-11
S63 Uniform Securities Agent State Law Examination 1995-03-09
  • S65 Uniform Investment Adviser Law Examination
    2013-12-11
  • S63 Uniform Securities Agent State Law Examination
    1995-03-09

View on SEC IAPD

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