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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

108 E Main Street Apt 2, Everett, PA 15537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
  • 2009-10-16 → 2013-09-03
    Walnut Street Securities, Inc.
    Hagerstown, MD
Other Businesses

1. INDEPENDENT INSURANCE AGENT SELLING LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 1 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY AT BUSINESS ADDRESS SINCE 1/1998. 2. TAX PREPARER - PREPARE EASY TAX FORMS FOR WALK-IN CLIENTS 10 SECURITIES TRADING HOURS WEEKLY, 8 NON SECURITIES TRADING HOURS WEEKLY AT 17339 VIRGINIA AVENUE, HAGERSTOWN, MD SINCE 1/2009 3. NAME OF OTHER BUSINESS: LESA FEUILLET HAAS RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 108 E MAIN ST EVERETT PA 15537; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 7/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: COLLECT RENTS, MAKE IMPROVEMENTS TO PROPERTY;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-20
S63 Uniform Securities Agent State Law Examination 1995-11-03
  • S65 Uniform Investment Adviser Law Examination
    1999-03-20
  • S63 Uniform Securities Agent State Law Examination
    1995-11-03
Designations
Other Names
  • Lesa C Moulton
  • Lesa Carol Feuillet
  • Lesa Carol Feuillet
  • Lesa Carol Feuillet Haas
  • Lesa Feuilett Haas

View on SEC IAPD

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