Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. INDEPENDENT INSURANCE AGENT SELLING LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 1 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY AT BUSINESS ADDRESS SINCE 1/1998. 2. TAX PREPARER - PREPARE EASY TAX FORMS FOR WALK-IN CLIENTS 10 SECURITIES TRADING HOURS WEEKLY, 8 NON SECURITIES TRADING HOURS WEEKLY AT 17339 VIRGINIA AVENUE, HAGERSTOWN, MD SINCE 1/2009 3. NAME OF OTHER BUSINESS: LESA FEUILLET HAAS RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 108 E MAIN ST EVERETT PA 15537; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 7/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: COLLECT RENTS, MAKE IMPROVEMENTS TO PROPERTY;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-03 |
Reach out to this advisor