Gregory Anthony Ratto

Current Employers

Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-09-12

CA RA
APPROVED

Since 2008-09-12

Branch Locations

Alamo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pgim Investments,Llc	Alamo	CA	07/2008	Present
Prudential Investment Management Services Llc	Alamo	CA	08/2008	Present
Pgim Investments,Llc	Alamo	CA	09/2008	Present

07/2008 → Present

Pgim Investments,Llc

Alamo, CA
08/2008 → Present

Prudential Investment Management Services Llc

Alamo, CA
09/2008 → Present

Pgim Investments,Llc

Alamo, CA

Previous Registrations

2005-04-11 → 2008-08-05

Bofa Advisors, Llc

Alamo, CA

Boston, MA

Other Businesses

RENTAL PROPERTY VIA VRBO POSITION: owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/09/2024 ADDRESS: 3615 Honoapilaii Rd, Lahaina HI 96761, United States DESCRIPTION: I own the property but have a property manager to conduct the rentals and maintenance required.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-04-08
S63	Uniform Securities Agent State Law Examination	1995-02-10

S65 Uniform Investment Adviser Law Examination

2005-04-08
S63 Uniform Securities Agent State Law Examination

1995-02-10

View on SEC IAPD