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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-06-25 |
Branch Locations
6100 Oak Tree Blvd. Suite 300 Suite 300 Oh 441, Independence, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Roseville | CA | 08/2014 | 05/2018 |
| New York Life Insurance Company | Roseville | CA | 08/2014 | 05/2018 |
| Eagle Strategies Llc | Roseville | CA | 08/2014 | 05/2018 |
| New York Life Insurance Company | Stockton | CA | 05/2018 | Present |
| Nylife Securities Llc | Stockton | CA | 05/2018 | Present |
| Eagle Strategies Llc | Stockton | CA | 05/2018 | Present |
[K & N LLC; HOME IN SOUTH DAKOTA-3216 TEEWINOT RAPID CITY SD 57703, RENT IT OUT ON A MONTHLY BASIS AND RECEIVE RENT PAYMENTS AS PASSIVE INCOME; 1483 CENTENNIAL DRIVE LODI CA 95242 (ADMINISTRATION OF PROPERTY); START DATE 05/2012; ROLE/TITLE: OWNER; NOT INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [K & N Hillside LLC; land in South Dakota-24575 Medicine Root Road Hermosa SD 57744 to some day build a second home.; 1483 Centennial Drive Lodi CA 95242; Start Date 05/2019 (administration of LLC); Role/Title: Owner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [K&N Cabin LLC; We are looking to purchase land with a Cabin on it in Hermosa South Dakota from my In Laws. We would rent it as a VRBO during the summer months of the year.; 1483 Centential Drive Lodi CA 95242; Start Date 12/2019; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Cornerstone of Hope ; Bereavement organization helping people cope with the loss of someone close or a loved one ; 5909 Brecksville Road Independence Ohio 44131; Start Date 01/2025; Role/Title: Board Member; Not Investment Related; 4 hours per month; 1 hours per month during securities trading hours; Strategic Planning committee helping with the expansion, growth and addition of staff to provide additional services and / or the organization foot print in the community]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-20 |
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