Paul James Pittman

Current Employers

Employment History

• 02/2003 → 11/2016
  Lpl Financial, Llc
  Cary, NC
• 07/2015 → 12/2024
  Wealthplan Partners Inc
  Cary, NC
• 11/2016 → 06/2024
  Securities America Inc.
  Southport, NC
• 04/2020 → 12/2024
  Wealthplan Partners, Llc
  Omaha, NE
• 06/2024 → 12/2024
  Osaic Wealth, Inc.
  Southport, NC
• 12/2024 → Present
  Wealthplan Investment Management
  Omaha, NE

Previous Registrations

• 2020-07-15 → 2024-12-16
  Wealthplan Partners
  Omaha, NE
  Raleigh, NC
  Southport, NC
• 2015-07-02 → 2020-07-10
  Wealthplan Partners
  Raleigh, NC
  Omaha, NE
• 2003-02-21 → 2015-07-01
  Lpl Financial Llc
  Raleigh, NC
  Cary, NC
  Cary, NC
• 2002-07-08 → 2003-03-03
  Wells Fargo Clearing Services, Llc
  Raleigh, NC

Other Businesses

**INSURANCE POSITION: Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2003 ADDRESS: 224 JOSHUAS WAY SOUTHPORT, NC 28461, United States DESCRIPTION: Insurance **WEALTHPLAN PARTNERS POSITION: Advisor NATURE: I am affiliated with an RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2015 ADDRESS: 224 JOSHUAS WAY SOUTHPORT, NC 28461, United States DESCRIPTION: RIA **CALYPSOUL, INC. POSITION: Owner NATURE: Clothing Brand INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2005 ADDRESS: 224 Joshuas Way, Southport NC 28461, United States DESCRIPTION: Clothing brand **PAUL PITTMAN POSITION: Speaker NATURE: Public Speaker/ Corporate Comedian INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/1994 ADDRESS: 224 JOSHUAS WAY SOUTHPORT, NC 28461, United States DESCRIPTION: Speaker/Entertainer **THE PREFERRED CLIENT GROUP POSITION: President and Managing Director NATURE: This is my DBA name for my practice in NC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/2005 ADDRESS: 224 JOSHUAS WAY SOUTHPORT, NC 28461, United States DESCRIPTION: Just my DBA name

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-14
• S63 Uniform Securities Agent State Law Examination
  1995-02-03

Designations