Best Investors Account Sign in
Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

14184 Blossom Hill Rd, Los Gatos, CA 95032 • United States

127 N Santa Cruz, Los Gatos, CA 95030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Palo Alto CA 12/2013 11/2016
Wells Fargo Clearing Services, Llc Palo Alto CA 11/2016 07/2017
U.S. Bancorp Investments, Inc. Los Gatos CA 03/2019 02/2026
Uc Berkeley Berkeley CA 08/2017 03/2019
U.S. Bancorp Advisors, Llc Los Gatos CA 02/2026 Present
Previous Registrations
  • 2019-03-07 → 2026-02-13
    Los Gatos, CA
    Los Gatos, CA
    Los Altos, CA
    Mountain View, CA
    San Jose, CA
    Santa Cruz, CA
    Aptos, CA
  • 2013-12-04 → 2017-08-04
    Redwood City, CA
    Palo Alto, CA
    Sunnyvale, CA
    San Jose, CA
    San Jose, CA
    Cupertino, CA
    San Jose, CA
  • 2012-10-01 → 2013-12-06
    Mountain View, CA
    Mountain View, CA
  • 2010-03-12 → 2012-10-01
    Chase Investment Services Corp.
    Union City, CA
    Mountain View, CA
    Mountain View, CA
    Oakland, CA
    Oakland, CA
    Hayward, CA
    Emeryville, CA
    Alameda, CA
    Union City, CA
    San Leandro, CA
    El Cerrito, CA
    Oakland, CA
    San Leandro, CA
    Hercules, CA
    Pleasanton, CA
    San Lorenzo, CA
    Pleasanton, CA
    Dublin, CA
    Dublin, CA
    Oakland, CA
    San Ramon, CA
    Castro Valley, CA
    El Cerrito, CA
    Richmond, CA
    Richmond, CA
    Hayward, CA
    Oakland, CA
    Hayward, CA
    Pinole, CA
    Oakland, CA
    Pleasanton, CA
    Hayward, CA
    San Pablo, CA
    San Pablo, CA
    Mountain View, CA
    Mountain View, CA
    Mountain View, CA
  • 2009-01-20 → 2010-03-29
    San Jose, CA
    Sunnyvale, CA
    San Jose, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-16
S63 Uniform Securities Agent State Law Examination 2005-12-10
  • S66 Uniform Combined State Law Examination
    2009-01-16
  • S63 Uniform Securities Agent State Law Examination
    2005-12-10
Other Names
  • Huy Tran
  • Christian Tran

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Gatos, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor