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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
| TX | RA | APPROVED_RES | 2026-02-13 |
Branch Locations
14184 Blossom Hill Rd, Los Gatos, CA 95032 • United States
127 N Santa Cruz, Los Gatos, CA 95030 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Palo Alto | CA | 12/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 11/2016 | 07/2017 |
| U.S. Bancorp Investments, Inc. | Los Gatos | CA | 03/2019 | 02/2026 |
| Uc Berkeley | Berkeley | CA | 08/2017 | 03/2019 |
| U.S. Bancorp Advisors, Llc | Los Gatos | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-10 |
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