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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-11-07 |
Branch Locations
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Funds Distributor, Inc. | Boston | MA | 10/2016 | 10/2019 |
| Unemployed | Annapolis | MD | 06/2016 | 10/2016 |
| Edward Jones | St.LOuis | MO | 10/2019 | 01/2021 |
| Lpl Financial Llc | Annapolis | MD | 01/2021 | 10/2021 |
| State Employees Credit Union | Annapolis | MD | 01/2021 | 10/2021 |
| Morgan Stanley | Bethesda | MD | 10/2021 | 09/2022 |
| Virtus Investment Partners | Annapolis | MD | 09/2022 | Present |
| Vp Distributors Llc | Annapolis | MD | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-26 |
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