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James Thomas Taylor

Virtus Investment Advisers, LLC

Hartford, CT

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Current Employers
Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-11-30
  • CT RA
    APPROVED
    Since 2020-11-30

Branch Locations

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc New York NY 05/2015 09/2019
Virtus Investment Partners Hartford CT 01/2020 Present
Unemployed Miller Place NY 09/2019 01/2020
Allianceberstein Investments Inc New York NY 05/2015 09/2019
Vp Distributors Llc Hartford CT 02/2020 Present
  • 05/2015 → 09/2019
    Sanford C. Bernstein & Co., Llc
    New York, NY
  • 01/2020 → Present
    Virtus Investment Partners
    Hartford, CT
  • 09/2019 → 01/2020
    Unemployed
    Miller Place, NY
  • 05/2015 → 09/2019
    Allianceberstein Investments Inc
    New York, NY
  • 02/2020 → Present
    Vp Distributors Llc
    Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 1995-03-28
  • S65 Uniform Investment Adviser Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    1995-03-28
Other Names
  • Jim Taylor
  • James Thomas Taylor

View on SEC IAPD

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