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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-06 |
| CA | RA | APPROVED | 2014-03-03 |
Branch Locations
360A West Portal Avenue, San Francisco, CA 94127 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | San Francisco | CA | 02/2014 | Present |
| Raymond James Financial Services Advisors Inc. | San Francisco | CA | 03/2014 | Present |
| West Portal Financial Group Llc | San Francisco | CA | 06/2014 | Present |
(1)Name of Business: Hearing Research Inc. Address: 360A West Portal Avenue, San Francisco, CA, 94127, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 11/10/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend annual meeting, provide year end summary, annual tax report, and monthly statements (2)Name of Business: West Portal Financial Group, LLC Address: 360A West Portal Avenue, San Francisco, CA, 94127, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/11/2014 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-01-31 |
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