Elizabeth Sieghardt

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-09-27

NY RA
APPROVED

Since 2024-09-27

Branch Locations

Staten Island, NY • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Wellesley	MA	10/2005	09/2024
Lpl Financial Llc	Fort Mill	SC	01/2024	Present

10/2005 → 09/2024

Ubs Financial Services

Wellesley, MA
01/2024 → Present

Lpl Financial Llc

Fort Mill, SC

Previous Registrations

2007-07-10 → 2024-09-17

Ubs Financial Services Inc.

Weehawken, NJ

Weehawken, NJ

Weehawken, NJ

Wellesley, MA

South Burlington, VT

Weehawken, NJ

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

New York, NY

Other Businesses

1) 7/2024- The Sieghardt Family LLC - Business Entity For Tax/Investment Purposes Only - member of family LLC- Canadensis, PA 18325 - Start Date 7/2013- 0hrs

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-12
S63	Uniform Securities Agent State Law Examination	2006-07-28

S66 Uniform Combined State Law Examination

2006-12-12
S63 Uniform Securities Agent State Law Examination

2006-07-28

Other Names

Heather Brennan
Elizabeth Sieghardt
Elizabeth Stallings
Elizabeth Anne Sieghardt

View on SEC IAPD