John Peter Ferrick

Current Employers

Employment History

• 11/2014 → 11/2020
  Arete Wealth Management Llc
  Chicago, IL
• 11/2020 → Present
  Great Point Capital, Llc
  Chicago, IL
• 11/2020 → Present
  Great Point Advisors, Llc
  Chicago, IL
• 05/2026 → Present
  Quincy Wells Capital, Llc
  Chicago, IL

Previous Registrations

• 2020-11-12 → 2020-12-09
  Quincy Wells Advisors, Llc
  Chicago, IL
• 2014-11-14 → 2020-11-11
  Arete Wealth Advisors, Llc
  Chicago, IL
  Chicago, IL
• 2014-01-06 → 2014-11-14
  Ausdal Financial Partners, Inc.
  Davenport, IA
  Northbrook, IL
• 2013-01-17 → 2013-11-12
  Roth Capital Partners, Llc
  Newport Beach, CA
  Wilmette, IL
• 2011-01-11 → 2012-11-20
  Advanced Equities, Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

Board Member for Escape therapeutics, Inc- 3800 Geer Road, Suite 200, Turlock, CA- Start date November 6, 2019- He will spend 0 hours per month during normal trading hours 1 hours outside of trading hours- This is not investment related Trustee for the SEMPITERNUS TRUST AGREEMENT- 2218 Illinois Rd, Northbrook, IL - Start date of July 28, 2023- He will spend 0 hour per month during normal trading hours 1 hours outside of trading hours- Relationship to account owner(s):Client/Friend. The Trust agreement's sole purpose is to own life insurance policies- John Ferrick will be involved with: Fiduciary activities (trustee, attorney-in-fact, guardian, executor, personal representative, conservator, power of attorney); allowed for immediate family members only -This is not investment related Trustee for the Hyrcania Trust Agreement- 2218 Illinois Rd, Northbrook, IL - He will spend 0 hour per month during normal trading hours 1 hours outside of trading hours- Start date of July 28, 2023- Relationship to the account owner is Client/Friend- The Trust agreement's sole purpose is to own life insurance policies- John Ferrick will be involved with: Fiduciary activities (trustee, attorney-in-fact, guardian, executor, personal representative, conservator, power of attorney); allowed for immediate family members only- This is not investment related Managing Member for Randall and Bowes LLC, a real estate development company- 9282 MARBLE STONE DR, NAPLES, FL - Start date of January 6, 2023- The duties John will conduct are Acquisition, Financing, Disposition- John plans to spend 1-2 hours during trading hours and 1 hours outside of trading hours per month doing this- This is not investment related. Managing Member for Castle Rock Limelight Development, LLC, a real estate development company- 9282 MARBLE STONE DR, NAPLES, FL - Start date of September 26, 2022- The duties John will conduct are Acquisition, Financing, Disposition- John plans to spend 3 hours during trading hours and 1 hours outside of trading hours per month doing this- This is not investment related. Managing Member for 91 North Milwaukee LLC, a real estate development company- 9282 MARBLE STONE DR, NAPLES, FL - Start date of May 6, 2022- The duties John will conduct are Acquisition, Financing, Disposition. John plans to spend 1-2 hours during trading hours and 1 hours outside of trading hours per month doing this- This is not investment related. Managing member with Winnetka Place LLC, a property acquisition company. 8 The Green, Suite R, Dover, DE. The start date is Aug 17, 2024. His duties will include administration and planning, and he plans to spend 5 hours per month during normal trading hours and 1 hour per month outside of normal trading hours. This is not investment related. Life Insurance Broker. 2218 ILLINOIS RD., NORTHBROOK, IL. The start date is Dec 20, 2018. His duties will be Life Insurance sales, and he plans to spend 7 hours per month during normal trading hours and 3 hours per month outside of normal trading hours. This is investment related. Referring real estate, business to business. 2218 Illinois Rd, Northbrook, IL. The start date is August 1, 2025. His duties will be to refer real estate developers/Construction companies to Cost Segregation Firms, and he plans to spend 3 hours per month during normal trading hours and 2 hours per month outside of normal trading hours. This is not investment related. Life Insurance Broker for the Cash Balance Plan, a Referral Business for Defined Benefit Cash Balance Plans and Life Insurance sales. 2218 Illinois Rd., Northbrook, IL. The start date is Jan 12, 2026. His duties will be Referring small business owners to Third Party Administrator who implements CB Plans, and he plans to spend 5 hours per month during normal trading hours and 2 hours per month outside of normal trading hours. This is investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-14
• S63 Uniform Securities Agent State Law Examination
  2006-10-24