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4031 Aspen Grove Drive Suite 600, Franklin, TN 37067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2015-03-11 |
Branch Locations
4031 Aspen Grove Drive Suite 600, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capwealth Investment Services | Franklin | TN | 12/2009 | Present |
| Capwealth Advisors | Franklin | TN | 12/2009 | Present |
CAPWEALTH INVESTMENT SERVICES, LLC; CRD# 139664; 3000 MERIDIAN BLVD, STE 250, FRANKLIN, TN 37067; INVESTMENT RELATED BUSINESS; APPROXIMATELY 10% OF TIME DEVOTED TO THIS BUSINESS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-29 |
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