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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-09-06 |
| TX | RA | APPROVED_RES | 2016-09-06 |
Branch Locations
Three Pickwick Plaza 4Th Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | Greenwich | CT | 03/2004 | 09/2016 |
| Raymond James & Associates, Inc. | Greenwich | CT | 09/2016 | Present |
(1) Name of Business: 182 Wahackme Rd Address: 1227 Ponus Ridge, New Canaan, CT, 06840, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a property in New Canaan
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-16 |
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