Best Investors
Account
Sign in
Best Investors
Account
Sign in
Corona, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Life Insurance Agent | Walnut | CA | 10/2005 | 02/2018 |
| Crown Capital Securities, Lp | Orange | CA | 03/2013 | 02/2018 |
| Prudential Insurance Company Of America | Walnut | CA | 02/2018 | 11/2018 |
| Pruco Securities Llc | Walnut | CA | 02/2018 | 11/2018 |
| Crown Capital Securities, Lp | Orange | CA | 11/2018 | 12/2023 |
| The Investment Center, Inc. | Walnut | CA | 12/2023 | 12/2024 |
| Ic Advisory Services, Inc. | Walnut | CA | 12/2023 | 12/2024 |
| B.B. Graham & Company, Inc. | 1700 W. Katella Ave., 2Nd Floor | CA | 12/2024 | Present |
1. LIFE INSURANCE AGENT; INVESTMENT RELATED; 150 GREENLEAFE DR. WALNUT, CA 91789; FIXED INS. INS SALES; REPRESENTATIVE / AGENT; START:01/01/2016; 1 HOUR/WEEK; 0 HOURS DURING SECURITIES TRADING HOURS; RECOMMEND AND SELL LIFE INS, LTC, FIXED ANNUITIES 2. SHORT ARMS ENTERPRISE, LLC.; NOT INVESTMENT RELATED; 13448 SYCAMORE AVE, CHINO, CA 91710; POOL CLEANING SERVICES; REPRESENTATIVE ; EMPLOYEE; 9/30/2024; 20 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS ; CONDUCT POOL CLEANING SERVICES 3. SURRENDERED CHURCH (CHARITY/NONPROFIT); NOT INVESTMENT RELATED; 150 GREENLEAF DR., WALNUT, CA 91789; RELIGIOUS ORGANIZATION; PREACHER; OFFICER; 4/6/2018; 20 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; DELIVER WEEKLY SERMONS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-01 |
Reach out to this advisor