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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-02-08
TX RA APPROVED_RES 2017-07-05
GA RA APPROVED 2014-08-04
  • TN RA
    APPROVED
    Since 2023-02-08
  • TX RA
    APPROVED_RES
    Since 2017-07-05
  • GA RA
    APPROVED
    Since 2014-08-04

Branch Locations

1100 Peachtree St Ne Suite 325, Atlanta, GA 30309 • United States

Flag Pond, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Savannah GA 08/2014 Present
Raymond James Financialservices Advisors Inc. Savannah GA 08/2014 Present
Big Water Properties Dba Double J Farms Oak Park GA 01/2013 08/2018
Dogwood Wealth Advisors Flag Pond TN 08/2014 Present
  • 08/2014 → Present
    Raymond James Financial Services
    Savannah, GA
  • 08/2014 → Present
    Raymond James Financialservices Advisors Inc.
    Savannah, GA
  • 01/2013 → 08/2018
    Big Water Properties Dba Double J Farms
    Oak Park, GA
  • 08/2014 → Present
    Dogwood Wealth Advisors
    Flag Pond, TN
Previous Registrations
  • 2009-06-01 → 2014-08-19
    Savannah, GA
    Savannah, GA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Savannah, GA
  • 2003-03-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Atlanta, GA
    Savannah, GA
Other Businesses

(1)Name of Business: Coolsville Farms Address: 327 Rice Rd, Flag Pond , TN, 37657, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: No Start Date: 08/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee forestry on property (2)Name of Business: Dogwood Wealth Adviors Address: 327 Rice Rd, Flag Pond , TN, 37657, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 10/12/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The book is written, there are no more responsibilities (3)Name of Business: Dogwood Wealth Advisors Address: 327 Rice Rd, Flag Pond, TN, 37657, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/04/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Partner (4)Name of Business: JNJ Properties Address: 327 Rice Rd, Flag Pond, TN, 37657, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/02/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-27
S63 Uniform Securities Agent State Law Examination 1994-12-30
  • S65 Uniform Investment Adviser Law Examination
    1998-03-27
  • S63 Uniform Securities Agent State Law Examination
    1994-12-30
Other Names
  • Richard Lee Schooley
  • Richard Lee Schooley
  • Richard Lee Schooley Jr
  • Richard Lee Schooley Jr.

View on SEC IAPD

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