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6455 East Johns Crossing Suite 300, John Creek, GA 30097 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-05 |
| GA | RA | APPROVED | 2015-06-04 |
Branch Locations
1725 Windward Concourse Suite 150, Alpharetta, GA 30005 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-10-21 |
Branch Locations
6455 East Johns Xing Suite 300, Johns Creek, GA 30097 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 03/1995 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Ridge Capital Management, Llc. | Woodstock | GA | 09/2014 | Present |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Alpharetta | GA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2020 | Present |
1) Capital Asset Monitoring, LLC, Consulting 2) Ridge Capital Management, Investment Advisor Representative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-17 |
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