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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-30 |
| CA | RA | APPROVED | 2021-09-17 |
Branch Locations
7968 El Cajon Blvd., La Mesa, CA 91942-0605 • United States
2550 5Th Ave Ste 100, San Diego, CA 92103-6621 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group | San Diego | CA | 01/2013 | 09/2021 |
| Ameriprise Financial Services, Llc | La Mesa | CA | 09/2021 | Present |
Real Estate Ownership; Condo; 4344 Montalvo Street, Unit 6, San Diego, CA, 92107; Not Investment-Related; 04/04/2022. Board of Directors; Montalvo Street HOA; Vice-President; 4668 Nebo Dr, , La Mesa, CA, 91941; Not Investment-Related; 02/24/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; North Island Credit Union; Financial Advisor - Provide financial advice; ; 7968 El Cajon Blvd., , La Mesa, CA, 91942; Investment-Related; 09/17/2021; 40 to 59 hours per month; 60 during trading hours. Other Business Activities; Financial Peace University; Coordinator for Financial Peace University through my church; 2069 Ebers Street, , San Diego, CA, 92107; Not Investment-Related; 09/16/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-11 |
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