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John Wiley Sullivan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-01-08
TX RA APPROVED 2008-01-04
  • GA RA
    APPROVED
    Since 2008-01-08
  • TX RA
    APPROVED
    Since 2008-01-04

Branch Locations

Atlanta, GA • United States

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 01/2008 Present
Bank Of America, N.A. Atlanta GA 12/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-24
S63 Uniform Securities Agent State Law Examination 1995-02-03
  • S65 Uniform Investment Adviser Law Examination
    1995-02-24
  • S63 Uniform Securities Agent State Law Examination
    1995-02-03

View on SEC IAPD

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