Theresa Ann Gartner

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2009-12-11

CT RA
APPROVED

Since 2009-12-11

Branch Locations

450 Post Rd E [Support Center], Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Westport	CT	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Westport	CT	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Westport, CT
11/2016 → Present

Wells Fargo Clearing Services, Llc

Westport, CT

Other Businesses

CO-TRUSTEE FOR FATHER; INV RELATED; YONKERS,NY; ASSIST FATHER; TRUSTEE; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; CO-POWER OF ATTORNEY FOR FATHER; INV RELATED; YONKERS, NY; ASSIST FATHER; ATTORNEY-IN-FACT/CO-ATTORNEY-IN-FACT; START DATE: 12/18/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-08-26

S66 Uniform Combined State Law Examination

2009-08-26

Other Names

Theresa Ann Gartner
Theresa Ann Oleary

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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