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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-10-27 |
| TX | RA | APPROVED_RES | 2022-10-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 08/2002 | 10/2022 |
| Lpl Financial Llc | Pittsburgh | PA | 10/2022 | Present |
1)10/24/2022 - Maniet Financial Services Network - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/24/2022 - Maniet Financial Services Network - Non-Variable Insurance - Inv Rel - At Reported Business Locations(s) - Start: 1990 - 4 Hr/Mth 3)10/24/2022- Notary - Inv Rel - State of PA - Start: 2000 - 1 Hr/Mth 4)The Maniet Group - Property management - Owner - Inv Rel - At Reported Business Location(s) - Start: 2000 - 5 Hr/Mth 5)10/24/2022 - Daves Toy Box - Automotive restoration and storage - Non-Inv Rel - Pittsburgh, PA - Start: 2000 - 15 Hr/Mth 6)10/24/2022 - HOBBY LIQUIDATORS,INC - Retail sales of Hobby and estate Merchandise - Non-Inv Rel - Out of Residential Address - Start: 1980 7)10/24/2022 - LAND TIC LENDERS - Non-Inv Rel - Spouse is Owner - Boise ID - Start: 2000 8)10/24/2022 - Landowner - Purchase Property in the Path of Development - Inv Rel - Pittsburgh, PA - Start: 1980 - 1 Hr/Mth 9)10/24/2022 - WWWTOLEDORCSWAPMEET.COM LLC - Owner - A trade show for swap meters in the R/C hobby - Non-Inv Rel - Pittsburgh, PA - Start: 2019 - 1 Hr/Mth 10) 04/18/2023 - Newbauer Maniet Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/01/2023 - 160 Hours Per Month/8 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-07 |
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