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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1995-08-17
OK RA APPROVED 1995-03-17
  • TX RA
    APPROVED_RES
    Since 1995-08-17
  • OK RA
    APPROVED
    Since 1995-03-17

Branch Locations

6100 S Yale Ave, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tulsa OK 11/1994 Present
Bank Of America,N.A. Tulsa OK 06/2011 Present
Other Businesses

I*392859Entity Type: CharitableName of OBA: Parent Child Center of TulsaAddress:Tulsa, OKInvestment Related:No Position, Title, Association:Board Member,OfficerStart Date:07/01/2024No Hours: 50 YearlyNo Hours during trading:25Duties:Will be an executive committee member of the Board of Directors for the Parent Child Center of Tulsa serving as Board Chair for the next Board cycle of 1 year beginning July 1, 2024. This is a non-profit organization that is designed to prevent child abuse.I*123253For profit or not for profit: Non-Profit OrganizationName of outside business organization: Tulsa Christian Education Corp. Holding CompanyInvestment related: NAddress of business:Tulsa, Oklahoma 74136Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 5/1/2019Number of hours devoted: 2 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: The holding company for Metro Christian Academy assetsI*68682For profit or not for profit: Non-Profit OrganizationName of outside business organization: Indian Nations Council - Boy Scouts of AmericaInvestment related: NAddress of business:Tulsa, Oklahoma 74146Nature of business: Charitable Organization,Position, title, association: Director, Start date of relationship: 1/1/2014Number of hours devoted: 12 hour(s) AnnuallyNumber of hours devoted during trading hours: 6Duties: Member at Large for the Board of Directors and serve in the capacity of Chair of the Friends of Scouting Campaign I*1805259, Entity Type, Name of OBA:Hunter's Hills Homeowners association/Architecture commitee Address:Tulsa, OK 74137 Investment Related:No Position, Title, Association:Committee Employee Start Date:6/1/24 No Hours:1 hr monthly No Hours during trading:0 Duties:Review building proposals from current owners within the neighborhood association, to make sure that any proposed renovations, buildings or corrections are in alignment with the homeowner's association covenants. I*2215358, Entity Type: , Name of OBA: Bevelhymer Dynasty Trust , Address: Fort Worth, Texas, 76132, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 01-Jan-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-08
S63 Uniform Securities Agent State Law Examination 1995-01-20
  • S65 Uniform Investment Adviser Law Examination
    1995-02-08
  • S63 Uniform Securities Agent State Law Examination
    1995-01-20
Other Names
  • Matthew R Cain

View on SEC IAPD

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