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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| AZ | RA | APPROVED | 2020-11-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 06/2005 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2022 |
| Cetera Advisors Llc | Phoenix | AZ | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2022 | Present |
1.) MIND POWER CAPITAL CORP; "DOING BUSINESS AS" (DBA); START DATE: 9/14/2005 2.) WEBSTER REVOCABLE TRUST; TRUSTEE; FIDUCIARY POSITION; START DATE 07/22/2019; 4 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-09 |
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