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Current Employers
Insigneo Advisory Services, Llc

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-06
DE RA APPROVED 2025-09-17
FL RA APPROVED 2021-09-16
  • NY RA
    APPROVED
    Since 2026-01-06
  • DE RA
    APPROVED
    Since 2025-09-17
  • FL RA
    APPROVED
    Since 2021-09-16

Branch Locations

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Coral Gables FL 04/2013 07/2021
Hsbc Bank Usa, N.A. Coral Gables FL 08/2016 07/2021
Insigneo Securities Llc Miami FL 07/2021 Present
Insigneo Advisory Services Llc Miami FL 07/2021 Present
Previous Registrations
  • 2012-04-09 → 2021-07-07
    Miami, FL
    Coral Gables, FL
    Miami, FL
    Miami, FL
  • 2011-08-09 → 2012-03-20
    Miami, FL
  • 2011-03-02 → 2011-07-19
    Miami, FL
  • 2009-05-28 → 2010-11-15
    Capital Guardian Wealth Management, Llc
    Miami, FL
  • 2005-10-17 → 2009-03-13
    Stanford Group Company
    Miami, FL
    Miami, FL
    Miami, FL
  • 2005-03-24 → 2005-06-09
    Citicorp Investment Services
    Miami, FL
  • 2004-09-30 → 2005-03-07
    Citicorp Investment Services
    Miami, FL
Other Businesses

-Insigneo Advisory Services, LLC (IAS). Affiliate RIA. Investment-related. Miami, FL. Investment Adviser since July 2021. 20 hours/month devoted to this activity during security trading hours. Fee based. -Real Estate license currently not held with any real estate company. Current but inactive for personal use not for business. Since November 2009. -Tenet Global Advisors: DBA branding name to conduct securities and advisory activities through Insigneo Securities and Insigneo Advisory Services -ANTONICO LLC_No securities related_Address: Miami, FL_Nature: Pass-through entity_Position: Director_Start date: 05/2022_Devote: 0 hrs/month and 0 hrs/month during trading hours. Pass through for taxes purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-27
S63 Uniform Securities Agent State Law Examination 1995-12-04
  • S66 Uniform Combined State Law Examination
    2004-09-27
  • S63 Uniform Securities Agent State Law Examination
    1995-12-04

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