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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
Branch Locations
100 Motor Parkway 2Nd Floor, Hauppauge, NY 11788 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Empire Securities, Inc. | Hauppauge | NY | 11/1994 | 06/2019 |
| Stifel, Nicolaus And Company, Incorporated | Hauppauge | NY | 03/2019 | Present |
1. Creativity Corner Inc; Kings Park NY 11754;promotional products distributor;Owner/sole employee;01/01/2001;1.00 Hour(s) Per Month; not during securities trading hours; not investment related. 2. Nissequogue Golf Club; 21 Golf Club Rd. St. James, NY 11780; Recreational club; Governor; Participate on the Board of Governors; 10/01/2026; 3 hours/month; Not During Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-11 |
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