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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-09-12 |
| IL | RA | APPROVED | 2014-02-18 |
| TX | RA | APPROVED_RES | 2014-02-18 |
Branch Locations
227 W Monroe St Ste 3700, Chicago, IL 60606-5067 • United States
540 Lake Cook Rd Ste 450, Deerfield, IL 60015-5829 • United States
Glencoe, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chicago | IL | 02/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Chicago | IL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-06 |
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