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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-21 |
| PA | RA | APPROVED | 2012-12-03 |
| TX | RA | APPROVED_RES | 2002-09-19 |
Branch Locations
822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States
Ponte Vedra, FL • United States
600 Grant Streetsuite 4650, Pittsburgh, PA 15219 • United States
1 Mellon Bank Center 500 Grant Street, 46Th Floor, Pittsburgh, PA 15219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pittsburgh | PA | 11/1997 | Present |
1) NAME OF OTHER BUSINESS: Light of Life Rescue Mission/ INVESTMENT RELATED?: N/ ADDRESS: 913 Western Avenue, Pittsburgh, PA/ NATURE OF THE BUSINESS: Assisting families experiencing homelessness, poverty and/or addiction / POSITION: Member of Board of directors / DUTIES: Provide vision, governance and support for organization/ START DATE: 3/1/2023 / HOURS DEVOTED TO BUSINESS: No /// 2) Caleton Beach Club; La Altagracia, Dominican Republic; Real Estate - Owned by Corporate entity = Beconia; Real Estate; Two bedroom apartment in Caleton Beach Club; Proprietor / owner; Own property; Start date: 1/1/2018
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-25 |
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