Best Investors Account Sign in
Inactive

Tobin Dennis Wills

Optima Capital LLC

Azusa, CA

Beaverton, OR

Claim This Profile
Current Employers
Optima Capital Llc

500 Sw 116Th Ave. Suite 400, Beaverton, OR 97225 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-21
  • CA RA
    APPROVED
    Since 2022-10-21

Branch Locations

Azusa, CA • United States

500 Sw 116Th Ave. Suite 400, Beaverton, OR 97225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Pasadena CA 05/2016 11/2018
Royal Alliance Associates, Inc. South Pasadena CA 11/2018 10/2022
Optima Capital Llc South Pasadena CA 05/2019 06/2020
Zahorik Financial And Insurance Services, Inc. South Pasadena CA 10/2003 10/2022
Optima Capital Llc Azusa CA 10/2022 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Pasadena, CA
  • 11/2018 → 10/2022
    Royal Alliance Associates, Inc.
    South Pasadena, CA
  • 05/2019 → 06/2020
    South Pasadena, CA
  • 10/2003 → 10/2022
    Zahorik Financial And Insurance Services, Inc.
    South Pasadena, CA
  • 10/2022 → Present
    Azusa, CA
Previous Registrations
  • 2018-11-02 → 2022-10-26
    South Pasadena, CA
  • 2019-11-13 → 2020-06-17
    Optima Capital Llc
    Hillsboro, OR
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    South Pasadena, CA
  • 2009-09-04 → 2016-05-13
    Pasadena, CA
  • 2005-01-31 → 2009-09-04
    Transamerica Financial Advisors, Inc.
    Pasadena, CA
    Los Angeles, CA
Other Businesses

3/2026 American Victory Group, LLC; Pilot/Flight Instructor/Board Member; Non Investment Related; 2009 Porter Field Way, Hangar U, Upland, CA 91786; 0 Hours During Trading Hours/ Appx 5% of Time spent; Pilot/Maintenance/Admin

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-01-31
S65 Uniform Investment Adviser Law Examination 1995-01-27
  • S63 Uniform Securities Agent State Law Examination
    1995-01-31
  • S65 Uniform Investment Adviser Law Examination
    1995-01-27
Designations

View on SEC IAPD

More in Azusa, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor