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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-06
TX RA APPROVED_RES 2021-11-03
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2016-03-21
  • FL RA
    APPROVED
    Since 2023-10-06
  • TX RA
    APPROVED_RES
    Since 2021-11-03
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2016-03-21

Branch Locations

Stuart, FL • United States

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Garden City NJ 03/2016 Present
Morgan Stanley Private Bank, National Association New York NY 05/2016 Present
  • 03/2016 → Present
    Garden City, NJ
  • 05/2016 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-06
S63 Uniform Securities Agent State Law Examination 1995-03-08
  • S65 Uniform Investment Adviser Law Examination
    2003-06-06
  • S63 Uniform Securities Agent State Law Examination
    1995-03-08

View on SEC IAPD

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