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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-07-07
IL RA APPROVED 2021-04-22
LA RA APPROVED 2021-04-16
TX RA APPROVED 2021-04-16
  • MA RA
    APPROVED
    Since 2021-07-07
  • IL RA
    APPROVED
    Since 2021-04-22
  • LA RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED
    Since 2021-04-16

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Algonquin, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments Chicago IL 04/2004 04/2021
Integrated Wealth Concepts Algonquin IL 04/2021 Present
  • 04/2004 → 04/2021
    Wayne Hummer Investments
    Chicago, IL
  • 04/2021 → Present
    Integrated Wealth Concepts
    Algonquin, IL
Previous Registrations
Other Businesses

1. 04/2021 - Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 04/16/2021 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 04/16/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 2. 04/2021 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Creidim Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 04/16/2021 - 160 Hours Per Month During Securities Trading. 3. 04/16/2021 - - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/16/2021 10 Hours Per Month/5 Hours During Securities Trading - Time Spent 10% - Fixed annuities, fixed life, LTC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-10
S63 Uniform Securities Agent State Law Examination 1994-12-06
  • S65 Uniform Investment Adviser Law Examination
    1997-04-10
  • S63 Uniform Securities Agent State Law Examination
    1994-12-06
Designations

View on SEC IAPD

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