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Sarah Jeanne Merkle

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Reading, MA

Burlington, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-15
CT RA APPROVED 2018-05-14
  • TX RA
    APPROVED
    Since 2018-05-15
  • CT RA
    APPROVED
    Since 2018-05-14

Branch Locations

Reading, MA • United States

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Andover MA 06/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-11
S63 Uniform Securities Agent State Law Examination 1996-05-16
  • S66 Uniform Combined State Law Examination
    2018-05-11
  • S63 Uniform Securities Agent State Law Examination
    1996-05-16
Other Names
  • Sarah Jeanne Merkle
  • Sarah Jeanne Gallagher

View on SEC IAPD

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