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Richard Wilson Whitton

Rww Investment Advisors Inc.

Portland, OR

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Current Employers
Rww Investment Advisors Inc.

Portland, OR • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-05-02
  • OR RA
    APPROVED
    Since 2024-05-02

Branch Locations

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rww Investment Advisors Inc. Portland OR 06/2003 Present
Previous Registrations
Other Businesses

RWW Financial Consulting, not investment-related, 14177 NW Gargany Street, Portland, Oregon, 97229, provides financial consulting for individuals and small businesses, position is financial advisor, and owner of the business, start of business June 2016, ~ 30 - 40 hours/month devoted to business, of which ~ 20 -30 hours/month devoted to business during securities trading hours, duties include providing financial advice, tax preparation, and consulting.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-06-24
S63 Uniform Securities Agent State Law Examination 1995-01-24
  • S65 Uniform Investment Adviser Law Examination
    1996-06-24
  • S63 Uniform Securities Agent State Law Examination
    1995-01-24
Designations

View on SEC IAPD

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