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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-06
CT RA APPROVED 2026-05-05
NJ RA APPROVED 2026-05-05
NY RA APPROVED 2026-05-05
  • FL RA
    APPROVED
    Since 2026-05-06
  • CT RA
    APPROVED
    Since 2026-05-05
  • NJ RA
    APPROVED
    Since 2026-05-05
  • NY RA
    APPROVED
    Since 2026-05-05

Branch Locations

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
People'S Securities, Inc. Bridgeport CT 10/2013 08/2022
Lpl Financial Llc Bridgeport CT 08/2022 12/2025
Td Private Client Wealth Llc New York NY 04/2026 Present
Td Bank N.A. New York NY 04/2026 Present
Not Applicable Patchogue NY 12/2025 04/2026
  • 10/2013 → 08/2022
    People'S Securities, Inc.
    Bridgeport, CT
  • 08/2022 → 12/2025
    Bridgeport, CT
  • 04/2026 → Present
    New York, NY
  • 04/2026 → Present
    Td Bank N.A.
    New York, NY
  • 12/2025 → 04/2026
    Not Applicable
    Patchogue, NY
Previous Registrations
  • 2022-08-17 → 2025-12-17
    Westport, CT
    Stamford, CT
    Darien, CT
    Bethel, CT
    Bridgeport, CT
    Scarsdale, NY
    Fairfield, CT
    Commack, NY
    Brookfield, CT
    Ridgefield, CT
    Cos Cob, CT
    Wilton, CT
    Fairfield, CT
    Norwalk, CT
    Stratford, CT
    Bridgeport, CT
    Southport, CT
    Shelton, CT
    W. Haverstraw, NY
    Stamford, CT
    Riverside, CT
    Stamford, CT
    Garden City, NY
    Northport, NY
    Fairfield, CT
    Hauppauge, NY
    Scarsdale, NY
    Springfield, MA
    Londonderry, VT
    Barre, VT
    South Glastonbury, CT
    Ludlow, VT
    Bennigton, VT
    Manchester Center, VT
    Cambridge, MA
    Coventry, CT
    Bellows Falls, VT
    Hauppauge, NY
    Tolland, CT
    West Springfield, MA
    Vernon, CT
    Ellington, CT
    Chester, VT
    Brattleboro, VT
    Bennington, VT
    Windham, ME
    Glastonbury, CT
    Yarmouth, ME
    Biddeford, ME
    Brunswick, ME
    Putney, VT
    Portland, ME
    Falmouth, ME
    East Hartford, CT
    South Portland, ME
    Newport, VT
    East Windsor, CT
    Wells, ME
    Scarborough, ME
    Kennebunk, ME
    South Berwick, ME
    Westbrook, ME
    Parsonsfield, ME
    Kennebunkport, ME
    Kittery, ME
    York, ME
    Hartford, CT
    Brattleboro, VT
    Hauppauge, NY
    Rutland, VT
    Bethel, CT
    Springfield, MA
    Northport, NY
    Patchogue, NY
  • 2020-07-10 → 2022-08-17
    People'S United Advisors, Inc.
    Hauppauge, NY
  • 2013-10-21 → 2020-03-31
    People'S Securities, Inc.
    Maspeth, NY
    White Plains, NY
    New City, NY
    Staten Island, NY
    Port Washington, NY
    Greenvale, NY
    Wading River, NY
    Huntington, NY
    Nesconset, NY
    Glendale, NY
    Lake Ronkonkoma, NY
    Thornwood, NY
    Centereach, NY
    Long Island City, NY
    W. Haverstraw, NY
    New Rochelle, NY
    Sayville, NY
    Bronxville, NY
    Brentwood, NY
    Port Chester, NY
    Dix Hills, NY
    Hyde Park, NY
    West Hempstead, NY
    Freeport, NY
    Spring Valley, NY
    Commack, NY
    Deer Park, NY
    Arverne, NY
    Port Jefferson, NY
    Peekskill, NY
    Babylon, NY
    Airmont, NY
    New Rochelle, NY
    Orangeburg, NY
    Medford, NY
    Staten Island, NY
    Manhasset, NY
    Roslyn Heights, NY
    East Setauket, NY
    New Paltz, NY
    Hicksville, NY
    Smithtown, NY
    Farmingville, NY
    East Northport, NY
    Mamaroneck, NY
    Rocky Point, NY
    Setauket, NY
    Scarsdale, NY
    Newburgh, NY
    White Plains, NY
    Lake Grove, NY
    St. James, NY
    Coram, NY
    Oceanside, NY
    East Northport, NY
    Brewster, NY
    Bayport, NY
    Garden City, NY
    Pomona, NY
    Hauppauge, NY
    Bridgeport, CT
    Bridgeport, CT
    Northport, NY
    West Haverstraw, NY
    West Babylon, NY
    Bronx, NY
    Hauppauge, NY
    New York, NY
    King'S Park, NY
    West Islip, NY
    Bohemia, NY
    Miller Place, NY
    Amityville, NY
    Staten Island, NY
    Mount Kisco, NY
    Great Neck, NY
    Coram, NY
    Hicksville, NY
    East Meadow, NY
    Wappingers Falls, NY
    Levittown, NY
    Farmingdale, NY
    Ossining, NY
    New York, NY
    Smithtown, NY
    Carle Place, NY
    West Babylon, NY
    South Setauket, NY
    Tarrytown, NY
    Nanuet, NY
    Mt. Vernon, NY
    Riverhead, NY
    Hempstead, NY
    White Plains, NY
    Oceanside, NY
    Poughkeepsie, NY
    East Islip, NY
    Baldwin Place, NY
    North White Plains, NY
    Brooklyn, NY
    Inwood, NY
    Poughkeepsie, NY
    Hampton Bays, NY
    Rhinebeck, NY
    Woodbury, NY
    Yonkers, NY
    Bridgeport, CT
    Stamford, CT
    Fairfield, CT
    Westport, CT
    Brookfield, CT
    Riverside, CT
    Old Greenwich, CT
    Holbrook, NY
    Ridgefield, CT
    New Canaan, CT
    Darien, CT
    Darien, CT
    Stamford, CT
    Port Jefferson, NY
    New Fairfield, CT
    Danbury, CT
    Greenwich, CT
    Fairfield, CT
    Westport, CT
    Rocky Point, NY
    Stamford, CT
    Stamford, CT
    Stamford, CT
    Cos Cob, CT
    Stamford, CT
    Southport, CT
    Norwalk, CT
    Fairfield, CT
    Norwalk, CT
    Bethel, CT
    Wilton, CT
    Danbury, CT
    Westport, CT
    Fairfield, CT
    Fairfield, CT
    Cos Cob, CT
    Norwalk, CT
    Wilton, CT
    Stratford, CT
    Riverhead, NY
    Bridgeport, CT
    Monroe, CT
    Stratford, CT
    Stratford, CT
  • 2009-06-29 → 2013-10-08
    Capital One Financial Advisors Llc
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-27
S63 Uniform Securities Agent State Law Examination 1994-12-09
  • S66 Uniform Combined State Law Examination
    2009-06-27
  • S63 Uniform Securities Agent State Law Examination
    1994-12-09
Other Names
  • Tom Joseph Curry

View on SEC IAPD

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