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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-12
  • FL RA
    APPROVED
    Since 2025-08-12

Branch Locations

Sarasota, FL • United States

677 N. Washington Blvd., Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Sarasota FL 04/2015 09/2019
Summit Financial Group Sarasota FL 04/2015 05/2021
Cetera Advisor Networks Llc El Segundo CA 09/2019 12/2022
Kovack Securities, Inc. Fort Lauderdale FL 01/2023 08/2025
Kovack Advisors, Inc. Fort Lauderdale FL 01/2023 08/2025
Cambridge Investment Research, Inc. Fairfield IA 08/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2025 Present
  • 04/2015 → 09/2019
    Summit Brokerage Services
    Sarasota, FL
  • 04/2015 → 05/2021
    Summit Financial Group
    Sarasota, FL
  • 09/2019 → 12/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2023 → 08/2025
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 01/2023 → 08/2025
    Fort Lauderdale, FL
  • 08/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2023-01-12 → 2025-08-21
    Ft. Lauderdale, FL
    Sarasota, FL
  • 2021-05-20 → 2022-12-31
    Cetera Wealth Services, Llc
    Sarasota, FL
    El Segundo, CA
  • 2015-04-24 → 2021-05-20
    Summit Financial Group Inc
    Sarasota, FL
    Sarasota, FL
  • 2008-10-08 → 2015-05-05
    Sarasota, FL
  • 2007-08-20 → 2008-10-21
    Sarasota, FL
  • 1998-07-16 → 2007-08-21
    A. G. Edwards & Sons, Inc.
    Sarasota, FL
    Sarasota, FL
Other Businesses

1. ARTIST SERIES CONCERTS FRIENDS, 1226 N. Tamiami Trail #300, Sarasota FL 34236, United States, 08/2025, BOARD MEMBER, NIR, 10 HR/MO - 5 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-28
S63 Uniform Securities Agent State Law Examination 1995-04-04
  • S65 Uniform Investment Adviser Law Examination
    1996-02-28
  • S63 Uniform Securities Agent State Law Examination
    1995-04-04
Other Names
  • Sherril Morse
  • Sherril Morse
  • Sherril Morse Banks
  • Sherril Flood
  • Sherril Morse Baggerman

View on SEC IAPD

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