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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services | Sarasota | FL | 04/2015 | 09/2019 |
| Summit Financial Group | Sarasota | FL | 04/2015 | 05/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2019 | 12/2022 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 01/2023 | 08/2025 |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 01/2023 | 08/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2025 | Present |
1. ARTIST SERIES CONCERTS FRIENDS, 1226 N. Tamiami Trail #300, Sarasota FL 34236, United States, 08/2025, BOARD MEMBER, NIR, 10 HR/MO - 5 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-04 |
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