Thomas William O'SHaughnessy

Current Employers

Employment History

• 09/2017 → 11/2019
  Raymond James Financial Services Advisors Inc.
  Chicago, IL
• 05/2018 → 11/2019
  Marcum Financial Services Llc
  Chicago, IL
• 11/2016 → 01/2017
  United Parcel Service
  Addison, IL
• 01/2017 → 03/2017
  Westat-Naep
  Naperville, IL
• 03/2016 → 04/2017
  Retirement Administration Direct
  Naperville, IL
• 11/2019 → Present
  Avma Administrative Services, Llc
  Schaumburg, IL
• 08/2020 → Present
  Polaris Wealth Management, Llc
  Flossmoor, IL
• 02/2016 → 11/2016
  N/A
  Oakbrook, IL
• 04/2017 → 05/2018
  N/A
  Naperville, IL

Previous Registrations

• 2018-05-09 → 2019-12-17
  Marcum Financial Services Llc
  Chicago, IL
  Deerfield, IL
  Melville, NY
• 2017-09-21 → 2019-11-20
  Raymond James Financial Services Advisors, Inc
  Chicago, IL
  Melville, NY
• 2014-11-05 → 2016-02-26
  Forvis Mazars Wealth Advisors, Llc
  Oakbrook Terrace, IL
• 2014-05-13 → 2014-12-31
  Wolf Financial Management, Llc
  Oakbrook Terrace, IL
• 2012-09-19 → 2014-11-10
  Retirement Advisory Direct, Llc
  Palatine, IL

Other Businesses

Tom O'Shaughnessy is part owner of TPA People, Inc. Entered into ownership arrangement with TPA People, Inc. This agreement relates to both parties working together, as co-owners to build the third-party administration firm TPA People, Inc. This relates to flat dollar plan consulting, document preparation and various qualified plan administrative activity. Specifically, the business referred and maintained by Tom and subcontractors to TPA People, Inc. This is unrelated to advisory services, investment management, or investment sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-19
• S63 Uniform Securities Agent State Law Examination
  1994-11-29

Designations

Other Names

• Thomas William Oshaughnessy
• Thomas William Oshaughnessy