John Brian Dorn

Current Employers

Employment History

• 11/2012 → 11/2017
  National Planning Corporation
  Geneva, IL
• 11/2017 → Present
  Lpl Financial Llc
  Geneva, IL
• 11/2012 → Present
  Leelyn Smith, Llc
  Geneva, IL

Previous Registrations

• 2013-12-05 → 2017-11-29
  National Planning Corporation
  Geneva, IL
  Joliet, IL
  Oak Brook, IL

Other Businesses

1. 11/29/2017 - The Retirement Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 6/24/2016 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 4/20/2018 - The Retirement Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 11/29/2017 - I provide investment advisory services through The Retirement Network, an independent investment advisor firm. I started this business activity in 11/29/2017. I expect to spend approximately hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 3/12/2020 - Leelyn Smith - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/4/2020. 4. 9/9/2020 - Leelyn Smith, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/2020 - 112 Hours Per Month/50 Hours During Securities Trading - I provide investment advisory services through Leelyn Smith LLC, an independent investment advisor firm. I started this business activity in 08/2020. I expect to spend approximately 112 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 05/22/2023 - Emergent Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 03/01/2023 6. 07/13/2026 - Leelyn Smith Tax - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s)- Start Date 03/12/2020 - 0 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-11-04
• S63 Uniform Securities Agent State Law Examination
  2006-10-23

Other Names

• Brian J Dorn