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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-24 |
Branch Locations
324 So. Service Road, Melville, NY 11747 • United States
1133 Westchester Ave, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rafferty Capital Markets, Llc | Garden City | NY | 06/2008 | 07/2017 |
| Morgan Stanley | Garden City | NY | 10/2017 | 11/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 11/2017 | 11/2018 |
| E*Trade Securities Llc | Garden City | NY | 04/2019 | 08/2023 |
| E*Trade Capital Management Llc | Garden City | NY | 04/2019 | 08/2023 |
| Unemployed | Garden City | NY | 07/2017 | 10/2017 |
| Unemployed | Garden City | NY | 11/2018 | 04/2019 |
| Morgan Stanley | Garden City | NY | 03/2023 | 08/2023 |
| Td Bank N.A. | Melville | NY | 08/2023 | Present |
| Td Private Client Wealth Llc | Melville | NY | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-30 |
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