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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-24
  • NY RA
    APPROVED
    Since 2023-08-24

Branch Locations

324 So. Service Road, Melville, NY 11747 • United States

1133 Westchester Ave, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rafferty Capital Markets, Llc Garden City NY 06/2008 07/2017
Morgan Stanley Garden City NY 10/2017 11/2018
Morgan Stanley Private Bank, National Association New York NY 11/2017 11/2018
E*Trade Securities Llc Garden City NY 04/2019 08/2023
E*Trade Capital Management Llc Garden City NY 04/2019 08/2023
Unemployed Garden City NY 07/2017 10/2017
Unemployed Garden City NY 11/2018 04/2019
Morgan Stanley Garden City NY 03/2023 08/2023
Td Bank N.A. Melville NY 08/2023 Present
Td Private Client Wealth Llc Melville NY 08/2023 Present
  • 06/2008 → 07/2017
    Rafferty Capital Markets, Llc
    Garden City, NY
  • 10/2017 → 11/2018
    Garden City, NY
  • 11/2017 → 11/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2019 → 08/2023
    E*Trade Securities Llc
    Garden City, NY
  • 04/2019 → 08/2023
    E*Trade Capital Management Llc
    Garden City, NY
  • 07/2017 → 10/2017
    Unemployed
    Garden City, NY
  • 11/2018 → 04/2019
    Unemployed
    Garden City, NY
  • 03/2023 → 08/2023
    Garden City, NY
  • 08/2023 → Present
    Td Bank N.A.
    Melville, NY
  • 08/2023 → Present
    Melville, NY
Previous Registrations
  • 2019-05-07 → 2023-08-18
    Harrisdirect Llc
    Arlington, VA
    Garden City, NY
    Garden City, NY
  • 2018-02-20 → 2018-11-29
    Garden City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-20
S63 Uniform Securities Agent State Law Examination 1997-05-30
  • S66 Uniform Combined State Law Examination
    2018-02-20
  • S63 Uniform Securities Agent State Law Examination
    1997-05-30
Other Names
  • Jennifer Anne Regan
  • Jennifer Olenik
  • Jennifer Anne Olenik
  • Jennifer Regan Olenik

View on SEC IAPD

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