Edward Thomas Smelich

Current Employers

Employment History

• 10/2016 → Present
  Transamerica Financial Advisors, Inc
  El Dorado Hills, CA
• 09/2016 → Present
  Wfgia
  El Dorado Hills, CA
• 08/2011 → 09/2016
  Axa Advisors, Llc
  Gold River, CA
• 10/2017 → 07/2024
  Bbsi - Barrett Business Services Inc
  Sacramento, CA
• 11/2022 → Present
  We Are Aware
  Folsom, CA
• 05/2025 → Present
  Dreams Score Llc
  Carlsbad, CA

Previous Registrations

• 2016-10-27 → 2025-12-02
  Transamerica Financial Advisors, Llc
  Gold River, CA
• 2011-08-12 → 2016-09-27
  Equitable Advisors, Llc
  Folsom, CA
• 2011-03-08 → 2011-08-03
  Signator Investors, Inc.
  Lafayette, CA
• 2009-06-19 → 2011-03-04
  Msi Financial Services, Inc.
  Sacramento, CA
• 2005-03-18 → 2009-09-22
  Lpl Financial Llc
  Folsom, CA
• 2002-01-30 → 2005-04-05
  Piper Sandler & Co.
  Sacramento, CA

Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. WE ARE AWARE POSITION: Coach NATURE: Owner and coach INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2022 ADDRESS: 465 WILLIAMS STREET, FOLSOM CA 95630, United States DESCRIPTION: I am a Results/Success/Life Coach. I have a time-tested, proven, reliable, repeatable system for helping people create lives they love living. I introduce people to the Laws of the Universe, the Laws of the Mind, and Laws of Achievement. Goal setting is an intellectual exercise while goal achievement (results) is a lawful process. This program lasts for 90 days and I will meet with clients one hour per week. I do not have any clients/students yet. But when I do, I do not expect to have more than a couple at a time. So, that would be approximately two hours per week which could be non-market hours and weekends. A coaching session would be a one-hour in person, Zoom or phone call. DREAMS SCORE LLC POSITION: commissioned referral partner NATURE: business services such as section 125 plans, health insurance supplemental plans, tax advice INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2025 ADDRESS: 701 Palomar Airport Road, #300, Carlsbad, CA 92011, United States DESCRIPTION: This is a very comprehensive platform for business owners in case I run across a business owner that is looking for supplemental health coverage, section 125 plans, tax advice and the like. I will not be offering any tax advice or setting up the plan. I am merely the referring party to the experts. I'm not the expert and will not hold myself out as such. I do not expect this to be a daily activity. I just want to have access to these experts if my business owner clients need these outside services.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-10
• S63 Uniform Securities Agent State Law Examination
  1994-11-11