Best Investors Account Sign in
Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-14
IA RA APPROVED 2026-04-28
AL RA APPROVED 2023-08-07
NY RA APPROVED 2021-07-07
CO RA APPROVED 2018-09-19
NJ RA APPROVED 2007-08-29
  • TX RA
    APPROVED_RES
    Since 2026-07-14
  • IA RA
    APPROVED
    Since 2026-04-28
  • AL RA
    APPROVED
    Since 2023-08-07
  • NY RA
    APPROVED
    Since 2021-07-07
  • CO RA
    APPROVED
    Since 2018-09-19
  • NJ RA
    APPROVED
    Since 2007-08-29

Branch Locations

Brooklyn, NY • United States

6702 Bay Parkway, Brooklyn, NY 11204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Brooklyn NY 04/2013 Present
Hsbc Bank Usa, N.A. Brooklyn NY 08/2016 Present
Other Businesses

BAC Management Realty LLC 463/465 78th St Brooklyn NY 11209 purchase date 9/1/09 position-owner/super ARCO Manangement Realty LLC 253/255 62nd St Brooklyn NY 11220 purchase 9/1/2014 position-owner/super MAV Management Realty LLC 6815 owls head ct Brooklyn NY 11209 position-owner/super Arlia Family LLc 918 Quentin Rd Brooklyn NY 11223 purchase date 4/1/1980 position-owner/super Brooklyn Elite Property Management 8706 3rd Ave Brooklyn, NY 11209 My wife is the owner and I just assist her after trading hours. position- super Arlia Real Estate Managment LLC 463 78th Street Brooklyn, NY 11209 Purchase date 5/1/22 owner/super Arlia Development Group LLC 463 78th Street Brooklyn, NY 11209 Purchase date 5/1/22 owner/super The purpose of the LLC's is to own and maintain investment real estate. The LLC's are not investment related and I do not spend any time managing during trading hours. I spend 8 hours a week after trading hours to maintain the properties ( zero trading hours) My responsibilities are to collect rent, sweep hallways and maintain the properties. Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-12
S63 Uniform Securities Agent State Law Examination 1994-12-21
  • S66 Uniform Combined State Law Examination
    2004-03-12
  • S63 Uniform Securities Agent State Law Examination
    1994-12-21

View on SEC IAPD

More in Brooklyn, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor