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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-05
MI RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • FL RA
    APPROVED
    Since 2024-09-05
  • MI RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

25925 Telegraph Rd, Ste 201, Southfield, MI 48033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Southfield MI 04/2011 06/2024
Securities America Advisors, Inc. Soughfield MI 04/2011 06/2024
Osaic Wealth, Inc. Southfield MI 06/2024 Present
  • 04/2011 → 06/2024
    Securities America, Inc
    Southfield, MI
  • 04/2011 → 06/2024
    Securities America Advisors, Inc.
    Soughfield, MI
  • 06/2024 → Present
    Southfield, MI
Previous Registrations
  • 2011-04-15 → 2024-06-14
    Securities America Advisors, Inc.
    Southfield, MI
    Southfield, MI
  • 2010-06-04 → 2011-04-27
    Troy, MI
Other Businesses

1. SECURE PLANNING STRATEGIES POSITION: owner NATURE: INSURANCE SALES - AGENT - INVESTMNET RELATED - START DATE: 07/2001 - LOCATED AT 24800 DENSO DRIVE SUITE 265 SOUTHFIELD MI 48033 United States INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 3 START DATE: 04/15/2011 ADDRESS: 25925 Telegraph Road, Suite 201, Southfield MI 48033 DESCRIPTION: Fixed business and life insurance sale 2. SECURE PLANNING STRATEGIES POSITION: Lessor NATURE: Sublease our office to a CPA for potential referrals INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2025 ADDRESS: 25925 Telegraph Road, Suite 201, Southfield MI 48033, United States DESCRIPTION: We will provide professional services to each other clients and grow our business together. 3. HUB/CREATIVE BENEFIT & INSURANCE SOLUTIONS LLC POSITION: Help serve my client for the health insurance needs NATURE: HUB/Creative Benefits & Insurance Solutions LC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2014 ADDRESS: 45170 Cass Avenue, Utica MI 48317 DESCRIPTION: I referred one business client to Creative Benefits &Insurance Solutions, LLC for sharing the health insurance commission. 4. THE ORGANIZATION OF CHINESE AMERICANS POSITION: Vice President - Finance NATURE: Touching hundreds of thousands of AANHPIs each year, OCA National Center works with its organizational partners, members, chapters, and supporters to empower the next generation of leaders. (It is a 501(c) 3 organization.) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 900 19th Street NW, 6th Floor, Washington DC 20006, United States DESCRIPTION: I will work with the Treasurer on the annual budget and oversee the accounting book, and the VP - Fund development for sponsorship or donation ideas, and serve as an observer, without executive power or trading power, on the investment committee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-01
S63 Uniform Securities Agent State Law Examination 1994-11-17
  • S65 Uniform Investment Adviser Law Examination
    1999-02-01
  • S63 Uniform Securities Agent State Law Examination
    1994-11-17
Designations
Other Names
  • Elinor Kit Man Chiu
  • Elinor K Ho
  • Elinor Chiu Ho

View on SEC IAPD

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